Investor and Industry Perspectives on Investment Advisers and Broker- Dealers

Investor and Industry Perspectives on Investment Advisers and Broker- Dealers (Paperback)

By Angela A Hung , Noreen Clancy , Jeff Dominitz 
Publisher: RAND Corporation
Edition: Paperback
ISBN: 0833044036
EAN: 9780833044037
No. of Units: 1
Publish Date: 2008-03-31
Binding: Paperback

Description

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.
show moreless

Specification

Title: Investor and Industry Perspectives on Investment Advisers and Broker- Dealers
Publisher: RAND Corporation
Author: Angela A Hung , Noreen Clancy , Jeff Dominitz
Edition: Paperback
ISBN: 0833044036
EAN: 9780833044037
No. of Units: 1
Publish Date: 2008-03-31
Binding: Paperback

Disclaimer

  • The book summary and image may be of a different edition or binding of the same title.
  • Book reviews are added by registered customers. They need not necessarily buy book.
  • These books are NOT available for reading online or for free download in PDF or ebook format.
  • Price can change due to reprinting, price change by publisher or sourcing cost change for imported books.
  • www.infibeam.com/Books is the biggest online bookstore in India for sale of books at best price - fiction, literature, audiobooks, study guides, novels, story books, rare books, textbooks and books by popular authors. These are available in various editions and bindings e.g. paperback and at best discount.