Investor and Industry Perspectives on Investment Advisers and Broker- Dealers (Paperback)

By 

Angela A Hung

  (Author),

Noreen Clancy

  (Author),

Jeff Dominitz

  (Author)

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Investor and Industry Perspectives on Investment Advisers and Broker- Dealers Book Description

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.

Book Details


Title: Investor and Industry Perspectives on Investment Advisers and Broker- Dealers
Publisher: RAND Corporation
Author: Angela A Hung, Noreen Clancy, Jeff Dominitz
Edition: Paperback
ISBN:

0833044036

EAN:

9780833044037

Publish Date: 2008-03-31
Binding: Paperback
Deliverable Countries: This product ships to Restricted International (Books).

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The book Investor and Industry Perspectives on Investment Advisers and Broker- Dealers by Angela A Hung, Noreen Clancy, Jeff Dominitz (author) is published or distributed by RAND Corporation [0833044036, 9780833044037]. This particular edition was published on or around 2008-03-31 date. Investor and Industry Perspectives on Investment Advisers and Broker- Dealers is available for use in Paperback binding.
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